Compliance Solutions for Every Industry

Mitigate Risk, Be Proactively Compliant, Improve Efficiency.

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Are you ready for the regulator?

If the regulatory ‘alarm bells’ sounded, would your business be able to assemble all the required data in time, without getting burnt for late delivery and incomplete records?

Top 10 Questions you might be asked in an Audit

Do you know the relevant people that have this permission?

How long does it take to access your data?

Do you have permission to access your data once you have located it?

Do you know how to access it?

Do you have the ability to collate the data and then filter it for relevance?

Do you have the ability to provide the regulator with secure access to your case, without having to physically download data to a hard drive?

Do you need to send the data overseas?

Do you have the ability to recall data, including metadata, audit trails, evidential weight and show duty of care, to ensure nothing has been tampered with or deleted, in a court of law?

How long does it take to send your data overseas?

Crestwave Solutions with one simple solution can solve any global regulatory challenge and show best execution in your business compliance practices:

Captures and stores multiple Email source types in real-time, including Exchange, Office 365, Outlook, Mimecast and Webmail.

Record and collect multiple Fixed Line Telephony, SIP or TDM sources in real-time.

Voice to Text transcriptions and word searching. Record Trader Voice sources in real-time, including IPC, Enepath, SpeakerBus, Etrali, BT and ITS.

Truphone, allows us to capture all calls and SMS transmissions in real-time.

Ingest an array of Instant Messaging sources in real-time including Skype, LinkedIn Chat, Yahoo, Messenger etc.

Capture data in real-time from many Social Media feeds and accounts, where utilised corporately. These include LinkedIn, Twitter, Facebook, Instagram and Google+.

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GDPR came into effect in May 2018 and is changing the way your business can collect, use and transfer personal data.

Crestwave Solutions can not only process all of your data capture, encryption and storage needs, more critically, it can efficiently control the data management and deletion of your records when required or requested, making you GDPR compliant.

MiFID II extends the requirements of Best Execution across all asset classes while simultaneously establishing a greater number of venues to aggregate.

Simply put, companies have to show who said what, where, and when, and to whom. With Crestwave solutions, we offer exactly that, capturing all business comms in real-time, delivering them back, and cross-referencing them against market news, quotations, and trade executions.

The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection, enhancing the attractiveness of securities markets for capital raising.

Crestwave empowers enterprises to proactively monitor all communications in real-time, and enabling Market Abuse to be detected, as it happens.

The Dodd-Frank Act regulates the USA’s financial markets and protects its consumers. Its eight components help prevent a repeat of the 2008 financial crisis.

In harnessing the power of Crestwave Solutions, banks are now in a position to demonstrate transparency of previously stored and incoming data, in real-time, including the ability to globally represent requested Case Reconstructions within a one-hour timeframe.

Under the FSA PS08/1 ruling, UK-based financial institutions must compliantly record all company communications from a mobile device.

Crestwave Solutions captures mobile calls and SMS with our network-based solution partner, Truphone, and our BYOD application-based solution partner, Venncomm, who can also convert SMS to IM, and offer conference calling.

All data is captured, encrypted and stored either in our secure cloud or on premise.

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Relieve your compliance & surveillance risks and improve business efficiency in one solution.

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